Dysfunctional Breathing and it’s Affects on the Kinetic Chain
By Scott Lucett, MS, NASM-CPT, PES, CES
Senior Research Director
The action of breathing is commonly taken for granted; however, dysfunctional breathing can lead to, or be the result of, dysfunction of the kinetic chain. This article will review the difference between proper and dysfunctional breathing, how dysfunctional breathing can lead to kinetic chain dysfunction (or vice versa), and provide quick solutions to improve dysfunctional breathing.
The importance of all systems in the body working synergistically can be demonstrated in the intimacy between the cardiorespiratory system and the kinetic chain. The cardiorespiratory system is a major support system for the kinetic chain; however, it is also the kinetic chain that provides essential support for the cardiorespiratory system. Muscles, bones and the nervous system are all essential components of the cardiorespiratory system that enable it to function optimally. Concurrently, if there is a dysfunction in the cardiorespiratory system, this can directly impact the components of the kinetic chain and perpetuate into further dysfunction. Alterations in breathing patterns are a prime example of this relationship.
Breathing, or ventilation, is the actual process of moving air in and out of the body. It is divided into two phases, inspiratory (inhalation) and expiratory (exhalation).
Inspiratory ventilation is active. This means that it requires active contraction of inspiratory muscles to increase the thoracic cavity volume, which decreases the intrapulmonary pressure (pressure within the thoracic cavity). When the intrapulmonary pressure decreases below that of the atmospheric pressure (the everyday pressure in the air), air is drawn into the lungs (inspiration) (1,2).
Inspiratory ventilation occurs in two forms, normal resting state (quiet) breathing and/or heavy (deep, forced) breathing. Normal breathing requires the use of the primary respiratory muscles, which consist of the diaphragm and intercostals muscles. Heavy breathing requires the additional use of the secondary respiratory muscles, including the upper trapezius, scalenes, sternocliedomastoid, levator scapulae and pectoralis minor (1-3).
Expiratory ventilation can be both active and passive. During normal breathing, expiratory ventilation is passive as it results from the relaxation of the contracting primary inspiratory muscles. During heavy or forced breathing, the expiratory ventilation relies on the activity of expiratory muscles, such as the abdominals, to compress the thoracic cavity and force air out (1-2).
The action of normal rested breathing is typically seen as diaphragmatic, or “belly” breathing, where the abdominal region moves outward during inspiration and inward during expiration. As breathing becomes harder, breathing can be seen as “chest breathing”, where the secondary respiratory muscles are involved to help lift the rib cage to allow the lungs to expand further as more air is brought in.
Dysfunctional Breathing and the Kinetic Chain
Breathing dysfunction is a very common predecessor to kinetic chain dysfunction (4) and is commonly associated with those who are considered “chest breathers” during rested states of breathing. In these cases, individuals use their secondary respiratory muscles as their primary respiratory muscles, which can be a result of, or lead to, postural imbalances. For example, individuals who possess an upper crossed syndrome (rounded shoulders, forward head) typically exhibit overactivity/tightness of the upper trapezius, scalenes, sternocliedomastoid, levator scapulae, and pectoralis minor (secondary respiratory muscles) (5). These muscles can become overactive during normal breathing, leading to the action of chest breathing and furthering the postural dysfunction. Restricted breathing can also result due to the position of the rib cage in this posture. This may force the secondary respiratory muscles to do more during rested breathing to help lift the rib cage to allow the lungs to expand. This, too, can exacerbate muscle imbalances and the postural distortion pattern. In addition, poor neuromuscular control of the intrinsic core stabilizers (which includes the diaphragm, a primary respiratory muscle) can force one to overuse their secondary respiratory muscles to assist in breathing. This can lead to the development of the upper crossed syndrome. In either of the aforementioned scenarios, individuals can experience neck pain, shoulder pain, headaches and even dizziness.
Assessments and Solutions
Assessing for dysfunctional breathing can be done rather easily and quickly. Assessing one’s static posture can be a first step in determining the possibility of dysfunctional breathing. As mentioned earlier, assessing if an individual has the upper crossed syndrome may indicate tightness in the secondary respiratory muscles that may need to be addressed (6). Another assessment option is simply instructing an individual to breathe normally and assess whether they breathe naturally through their belly or by lifting their chest. If they are “chest breathers”, this may indicate overactivity of the secondary respiratory muscles. This assessment can also evaluate neuromuscular control of the intrinsic core stabilizers.
If either of the above scenarios exist, self-myofascial release (using a handheld device) and static stretching of the upper trapezius, scalenes, sternocliedomastoid, levator scapulae, and pectoralis minor as well as strengthening of the scapular retractors and deep cervical flexors would be warranted to address these imbalances (6). Also, simply teaching individuals how to breathe diaphragmatically can help encourage proper breathing action and improve neuromuscular control of the core. This can be easily done by simply having the individual sit or stand upright while placing their hand on their abdomen. Then, instruct them to push their abdomen out into their hand during inspiration and pulling their abdomen back in, away from their hand, during expiration. This can help teach proper neuromuscular control of the diaphragm and could be a good first core-stabilization exercise. Instruct the individual to perform this exercise throughout the day to improve breathing awareness and neuromuscular efficiency.
Breathing is an action that can be easily taken for granted, but it can also play a major role in kinetic chain dysfunction. This dysfunction can come in the form of joint pain, headaches and dizziness. Thus, it becomes important for professionals to be aware of proper and improper breathing patterns as well as ways to address muscles imbalance that can be a result of, or lead to, kinetic chain dysfunction. Like many kinetic chain dysfunction, breathing action can be improved through the use of flexibility, strengthening and neuromuscular control techniques.
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- Clark, M. C., & Lucett, S. C. (2011). NASM essentials of corrective exercise training. Baltimore, MD: Lippincott, Williams & Wilkins.